Halliday & Matthiessen (2014: 285):
Note that in a thematic equative, the nominalisation is always the Value.
Note that in a thematic equative, the nominalisation is always the Value.
Equation … Equivalence … Rôle–play … Naming … Definition … Symbolisation (including glossing and translation) … Exemplification … Demonstration …
Identifying clauses of different coding orientations make distinct and complementary contributions in the development of text. Thus ‘encoding’ clauses serve as a resource for presenting the steps in the organisation of a text … In contrast, ‘decoding’ clauses can be used as a strategy for interpreting phenomena that have been observed …
With a verb other than be it is clear which is Token and which is Value, since … this can be determined by the voice: if the clause is ‘operative’, the Subject is Token, whereas if the clause is ‘receptive’, the Subject is Value. … With the verb be one cannot tell whether the clause is ‘operative’ or ‘receptive’; the best strategy for analysing these is to substitute some other verb, such as represent, and see which voice is chosen.
The reason for choosing the ‘receptive’ in English is to get the desired texture, in terms of Theme–Rheme and Given–New; in particular it avoids marked information focus (which carries an additional semantic feature of contrast).
It is this directionality that determines the voice of the clause – whether it is ‘operative’ or ‘receptive’; and in order to explain this we need to operate with Token and Value as structural functions. … In other words, ‘identifying’ clauses select for voice; they have an ‘operative’ and a ‘receptive’ variant. The difference is entirely systematic, once we recognise the structure of Token and Value: the ‘operative’ voice is the one in which the Subject is also the Token (just as, in a ‘material’ clause, the ‘operative’ is the variant in which the Subject is also the Actor).
… either the Token is ‘decoded’
or else the Value is ‘encoded’.
If the Token is construed as Identified and the Value as Identifier, the clause is a decoding one …
if the Value is construed as Identified and the Token as Identifier, the clause is an encoding one …
In other words, the identity either decodes the Token by reference to the Value
or it encodes the Value by reference to the Token.
Every ‘identifying’ clause faces either one way or the other: the structure is either Identified/Token ^ Identifier/Value [decoding] … or Identified/Value ^ Identifier/Token [encoding].
In any ‘identifying’ clause, the two halves refer to the same thing; but the clause is not a tautology, so there must be some difference between them. This difference can be characterised as a stratal one of ‘expression’ and ‘content’; or, in terms of their generalised labels in the grammar, of Token and Value — and either can be used to identify the other.
For the present discussion, we shall take it that the Identifier always carries the tonic prominence. This is not, in fact, true; it is the typical pattern, since it is the identity that is likely to be new information, but there is a marked option whereby the Identified is construed as the New. (Note therefore that Identified–Identifier cannot simply be explained as Given–New in an ‘identifying’ clause [as Fawcett maintains]; not surprisingly, since the former are experiential functions whereas the latter are textual.)
These [‘identifying’] clauses are reversible. All verbs except the neutral be and the phased become, remain (and those with following prepositions like as in act as) have passive forms … Clauses with be reverse without change in the form of the verb and without marking the non-Subject participant …
The interrogative probe for such [‘identifying’] clauses is which?, who?, which/who…as? (or what? if the choice is open–ended) …
The lexical verb of the verbal group realising the [identifying] Process is one from the ‘equative’ classes.
The nominal group realising the function of Identifier is typically definite: it has a common noun as Head, with the or other specific determiner as Deictic, or else a proper noun or pronoun. The only form with adjective as head is the superlative ….
Class membership [attribution] does not serve to identify … One way of looking at the ‘identifying’ clause would be to say that here we are narrowing down the class in question to a class of one … only one member in the class, a single instance.
… establishing uniqueness, glossing (technical) names, and interpreting evidence. …
Such clauses are important because they represent a strategy for expanding the naming resources of a language, in both everyday discourse and technical or scientific discourse. They underpin dictionary definitions, where the Process is often absent from the structure …
In the ‘identifying’ mode, some thing has an identity assigned to it. What this means is that one entity is being used to identify another: ‘x is identified by a’, or ‘a serves to define the identity of x’. Structurally we label the x–element, that which is to be identified, as the Identified, and the a–element, that which serves as identity, as the Identifier.
Within the other major domain of attribution, the ‘material’ domain, we find an analogous situation where Attribute denotes a material quality equivalent to the Process of a ‘material’ clause, and may be formed as a participle from a material process verb; for example,
they said that our disk was corrupted when it arrived …
In addition, while ‘material’ clauses are typically construed with the present-in-present, ‘relational’ ones are construed with the simple present. Thus [sic] has to be interpreted as ‘material’ – market research is being conducted this week; and our disk was being corrupted (when it arrived) would be ‘material’ rather than ‘relational’.
No doubt because of this overlap, the situation regarding the status of ‘facts’ is also blurred. In principle, if a second figure comes into the picture representing the source or origin of the mental condition, it appears as ‘fact’ with a ‘mental’ clause but as ‘cause’ with a ‘relational’ one; for example:
(mental) it distresses me/I regret + that you failedBut ‘relational attributive’ clauses with Attributes of this kind, agnate to the Process of a ‘mental’ clause, are regularly construed with ‘fact’ clauses:
It distresses him that women ask him, to this day, to remove his dark glasses so that they can witness the marvel of his magical peepers.
(relational) I’m very distressed + because you failed
Well, I’m still afraid of him ’cause he’s bitten me.(relational) I’m very distressed/it’s a great pity + that you failedThe Attribute has become, in effect, a metaphorical expression of the Process of a ‘mental’ clause, and can be accompanied by a clause that is projected.
I am extremely distressed that these unfounded allegations should then have been leaked to newspapers.
But these four criteria do not always coincide, and not every instance can be clearly assigned to one category or the other. ¹ …
¹ Thus we find clauses where the participial form of the mental process verb is submodified but where the Phenomenon is also present in the form it takes in a ‘receptive’ clause; for example: she was very intrigued by alternative ideas; I was very depressed by some feedback I was getting.
In clause structure, a ‘mental’ clause typically has (and always can have) both Senser and Phenomenon; whereas in the ‘attributive’, such other entities can only appear circumstantially as Cause or Matter (agnate to Phenomenon) or Angle (agnate to Senser).
As far as tense is concerned, since a quality is typically the outcome of a preceding event, the same phenomenon will appear in present tense if represented as an Attribute but in past tense if represented as a Process in a ‘mental’ clause: for example, he’s frightened (present) is likely to be ‘relational attributive’, with the agnate ‘mental’ clause being (past in present) he’s been frightened.
As noted above, attributive verbs other than be, namely those of marked phase, occur in ‘attributive’ clauses; e.g. it seems encouraging, you look pleased. These would not occur in this way in a ‘mental’ clause; we could not say you look enjoying (it), it seems delighting (you).
Submodifiers like so, very, too go with nominal groups but not with verbal groups: we can say I was very afraid of it but not I very feared it; you’re not too keen on it but not you don’t too want it. All the words listed in Sensing as Attribute and as Process as ‘adjective/participle’, glad, sorry, worrying, frightening, etc., readily accept these submodifying items; hence a clause featuring be + worrying, frightening etc. is likely to be ‘relational’ rather than ‘mental’.
There is overlap here between ‘mental’ and ‘relational’ clauses, and some clauses such as I was scared, could be interpreted either way. There are four main indicators: (1) submodification; (2) marked phase; (3) tense; and (4) clause structure. …
But these four criteria do not always coincide, and not every instance can be clearly assigned to one category or the other.¹
¹ Thus we find clauses where the participial form of the mental process verb is submodified but where the Phenomenon is also present in the form it takes in a ‘receptive’ clause; for example: she was very intrigued by alternative ideas; I was very depressed by some feedback I was getting.
Within the semiotic domain of attribution, there is one variety of ‘attributive’ clause in which the Attribute denotes a quality of sensing equivalent to the Process of a ‘mental’ clause. … ‘Relational’ clauses with a quality of sensing fall into two types: those which match the like [‘emanating’] type of ‘mental’ clause, with Carrier equivalent to Senser; and those which match the please [‘impinging’] type of ‘mental’ clause, with Carrier equivalent to Phenomenon. … many of the Attributes are evaluative in nature; this type of clause is an important grammatical strategy in the enactment of appraisal.
… ‘relational’ clauses may construe both ‘outer experience’ [material] and inner experience [mental]. So both these modes of experience are included within the domains of attribution of an ‘attributive’ clause; but these domains transcend the two modes. In particular, ‘inner experience’ is generalised to include not only subjective sensations but also attributes that are construed as objective properties of macrothings [acts] and metathings [facts] … The general contrast in domains of attribution is thus not that of material vs mental but rather ‘material’ vs ‘semiotic’. The attributes assigned to the carrier in an ‘attributive’ clause are either material ones or semiotic ones, and the ‘thing’ serving as carrier has to be of the same order as the attribute. Thus with true as Attribute, the Carrier has to be a metathing – represented by a fact clause … or by it, that, this referring to a fact …
Clauses of ‘inceptive’ attribution are subject to collocational patterns between Process: verb and Attribute: adjective; for example go + mad, run + dry, turn + sour, fall + ill. And the collocational pattern may also involve the Head noun of the nominal group serving as Carrier, as with Process: run + Attribute: dry, where the Carrier includes a noun such as well, lake, river, sea, water supply, tap; blood bank; mouth
In the case of ‘time phase’, in particular ‘inceptive’, the tense may be like that of ‘material’ clauses rather than like that of ‘relational’ ones; … That is, coming into being is construed on the same model as activities as far as time is concerned; but it is still construed as a configuration of being, with Carrier (the scope of European trade) + Process (was becoming) + Attribute (oceanic and worldwide). If the Attribute is an ‘entity’ rather than a ‘quality’, the nominal group realising it may be marked by the preposition into; alongside ‘become’ + nominal group, we thus have ‘turn’, ‘grow’ + into + nominal group…
Like other processes, processes of attribution unfold through time. In the unmarked case, the phase of the unfolding is left unspecified (‘neutral’); alternatively, the phase is marked as either (1) ‘time phase’ – ‘inceptive’ (e.g. become, go, grow, turn) or ‘durative’ (e.g. keep, remain) or (2) ‘reality phase’ – ‘apparent’ (e.g. seem, appear), ‘perceptive’ (e.g. look, sound, taste) or realised (e.g. prove, turn out)…
The verbs reek, drip and ooze are used in the sense of ‘be [over-]ful’ or ‘have [too] much of’ (shading into the ‘possessive’ area); but they always seem to be configured with a nominal group, introduced by a preposition in the case of drip and reek, and this element can be interpreted as Attribute: it certainly reeks to me of sexual exploitation; … It drips with press agentry; Greenoak’s book drips with bird lore like no other; she oozes self-confidence; … it lacks substance and oozes mediocrity.
Verbs of this kind include
- matter, count ‘be important’ …
- suffice ‘be enough’,
- abound ‘be plentiful;
- figure ‘make sense’;
- differ, vary ‘be different, varied’;
- hurt, ache ‘be painful’;
- dominate ‘be dominant’,
- apply ‘be relevant’ …
- do ‘be acceptable, enough’ …
- remain ‘be + still’,
- stink, smell, reek … ‘be smelly’ …
and a number of verbs of negative appraisal, some of them abstract versions of ‘be + smelly’, for example stink, suck …
Within ‘quality’ attribution, there is a further option: a small number of qualities may be construed as a qualitative Process rather than as a qualitative Attribute. Thus, alongside will it be enough? we have will it suffice?. (Alternatively, we can interpret such clauses as having a conflation of Process and Attribute.)
Certain circumstances are common with particular types of attribution. For example, circumstances of Cause, Matter and Angle are common with ‘mental’ qualities as Attribute
- [Cause:] I did get angry with him;
- [Matter:] so I think we have to be a bit sensible about what we are doing;
- [Angle:] it’s all Greek to me;
These may be difficult to differentiate from circumstantial elements in the transitivity structure of the clause. To differentiate them in analysis, we can apply textual probes: in principle, being an element of the clause, a circumstance is subject to all the different textual statuses brought about by theme, theme predication and theme identification.
Thus with it in so you have to be beautiful with it is a circumstance (of Accompaniment), if we interpret the clause to mean ‘so you and it [silver] have to be beautiful together’, since it can be Theme (so with it you have to be beautiful rather than so it you have to be beautiful with) and predicated Theme (so it is with it that you have to be beautiful rather than so it is it that you have to be beautiful with).
In contrast, a Qualifier cannot on its own be given a textual status in the clause since it is a constituent of a nominal group, not of the clause; so it can only be thematic together with the rest of the nominal group that it is part of. …
However, there is a considerable degree of indeterminacy in this area …
Note that sequences of ‘verb: be + adjective + verb’ such as be eager to do, be keen to do, be willing to do are interpreted as verbal group complexes, as in she was terribly keen to get out of London. Note that unlike adjectives serving as Epithet/Head in nominal groups functioning as Attribute, these adjectives cannot be expanded with nouns serving as Thing/Head; contrast he is keen : he is a keen fellow, which is fine, with he is keen to finish the job : he is a keen fellow to finish the job, which does not seem possible. Note also the pattern of ellipsis: he is keen to do it, but he isn’t able to [Ø: do it].
Qualitative Attributes are, as noted, realised by nominal groups with Epithet as Head. The Epithet is realised by an adjective (or participial verb form), which is frequently submodified by adverbs of degree such as very, extremely, greatly, including the comparative adverbs as; more, most; less, least; too. The comparatives may be expanded by a standard of comparison introduced by as, than; for. These are either phrases or clauses and are placed after the Head/Thing, in the same position as post-modifying Qualifiers; for example:I think mum’s more upset than he is.Structurally such expressions are Submodifiers within the Epithet rather than Qualifiers; but nominal groups with Epithet as Head may also be constructed with Qualifiers:
Nothing gets past those kids. They’re as sharp as old razor blades.
That’s just tiny, too tiny for words.She’s not very interested in the food.
Attribution of the ‘entity’ kind approaches qualitative attribution when the Thing in the nominal group is a very general one such as thing, person or fellow. Thus in I started it in Paris in late ‘51 with a guy called Harold Humes, who was an absolutely brilliant fellow but rather erratic, the attributive nominal groups an absolutely brilliant fellow (Thing/Head) and rather erratic (Epithet/Head) are both qualitative characterisations;
There is a metaphorical variant, where the Attribute is realised by of + a nominal group with a nominalisation as Thing/Head; for example, of crucial importance in: In India now, the question of the minorities and how to satisfy their aspirations is of crucial importance. The congruent version is ... is crucially important.
The two kinds of Attribute differ in how they are realised: entity Attributes are realised by nominal groups with Thing as Head, e.g. architect in an architect; quality Attributes are realised by nominal groups with Epithet as Head, e.g. very generous. With the latter, the Thing is thus implicit; the general sense is ‘one’ – that is, the class of the Thing is presumed from the context.
The class is specified either
- by naming the class itself by reference to the entity that constitutes the class, as in What did your father do? – He was an architect, or
- by naming a criterion for class-membership by reference to a quality or qualities of the entity that constitutes the class, as in The New Yorker is very generous.
Within clauses of intensive attribution, we can distinguish three simultaneous contrasts:
(i) the class denoted by the Attribute may be defined by reference to an entity or to a quality;
(ii) the process of attribution may be neutral or phased; and
(iii) the domain of attribution may be either material or semiotic.
The ['attributive'] clauses are not reversible: there are no ‘receptive’ forms, such as complete nonsense is sounded by your story; while clauses such as a poet is Paula, wise is Sarah, are archaic or literary variants, not systemically agnate forms.
the
|
thought
|
the
|
edible
|
Attributor
|
Process: attributive
|
Carrier
|
Attribute
|
the
|
were thought
|
edible
|
by the
|
Carrier
|
Process: attributive
|
Attribute
|
Attributor
|
Blessed
|
are
|
the cheesemakers
|
Attribute
|
Process: attributive
|
Carrier
|
The interrogative probe for such [‘attributive’] clauses is what? how? or what…like?, e.g. what is Paula?, how did the minister seem?, what will today’s weather be like?
The lexical verb in the verbal group realising the [attributive] Process is one of the ‘ascriptive’ classes: see Table 5-14. If the Attribute is realised by a nominal group with a common noun as Head without a pre-modifying adjective, it is usually expressed as if it was a circumstance (with a preposition following the verb, as indicated in the table; for example: he grew old but he grew into a man); Attributes with noun Head are rare with the verbs keep, go and get, where they would be highly ambiguous.
The nominal group functioning as Attribute construes a class of thing and is typically indefinite: it has either an adjective or a common noun as Head and, if appropriate, an indefinite article … It cannot be a proper noun or a pronoun since these do not construe classes. (Thus he is Charles Darwin would be interpreted as ‘identifying’; but if we say he is another Charles Darwin, the clause is ‘attributive’ and the proper name Charles Darwin has been re-construed as the common noun – the name of a class of people that are like Charles Darwin.)
In the ‘attributive’ mode, an entity has some class ascribed or attributed to it. Structurally, we label this class the Attribute, and the entity to which it is ascribed is the Carrier — the ‘carrier’ of the ‘attribute’. … This type of clause is a resource for characterising entities serving as Carrier; and it is also a central grammatical strategy for assessing by assigning an evaluative Attribute to a Carrier.
The ‘identifying’ ones are reversible … The ‘attributive’ ones are not reversible …
the tourists
|
thought
|
the crocodiles
|
approachable
|
Attributor
|
Process: attributive
|
Carrier
|
Attribute
|
the crocodiles
|
were thought
|
approachable
|
by the tourists
|
Carrier
|
Process: attributive
|
Attribute
|
Attributor
|
The English system operates with three main types of relation — ‘intensive’, ‘possessive’ and ‘circumstantial’; and each of these comes in two distinct modes of being — ‘attributive’ and ‘identifying’.
Identifying clauses are also used to construe ‘exhaustive’ class membership where a class is identified with its members, as in: The fuels of the body are carbohydrates, fats and proteins.
… we can see how the grammar models the realisational relationship between two strata in the form of ‘relational’ clauses of identity. … In this way, the grammar of relational clauses is based on the dimensions of a semiotic system.
In her account of ‘relational’ clauses, Davidse (1992, 1996) adopts a semiotic approach, interpreting class–membership by reference to the semiotic relation of instantiation and identity by reference to the semiotic relation of realisation.
There is, however, a deeper sense in which ‘relational’ clauses are ‘nominal’: they construe the same range of relations as those of modification within the nominal group:
the house was old : the old house ::the house was in Wessex : the house in Wessex ::the house was Thomas’s : Thomas’s house.
Such clauses have often been called ‘nominal clauses’, in contrast to ‘verbal clauses’, where there is a Process present in the structure of the clause. But this reflects only the view ‘from below’ and hides the fact that in languages such as Arabic ‘relational’ clauses that are marked for aspect and/or polarity typically have a structurally present Process.