Halliday & Matthiessen (2014: 8):
When a number of clauses are linked together grammatically we talk of a clause complex (each single linkage within a clause complex can be referred to as one clause nexus).
When a number of clauses are linked together grammatically we talk of a clause complex (each single linkage within a clause complex can be referred to as one clause nexus).
We will use sentence and sub-sentence to refer only to units of orthography. In referring to grammar we will use the term clause.
Since language evolved as speech, in the life of the human species, all writing systems are in origin parasitic on spoken language (cf. Halliday, 1985a; Matthiessen, 2006b); and since language develops as speech, in the life of every hearing individual, this dependency is constantly being re-enacted. Even with the deaf, whose first language uses the visual channel, this is not writing; Sign is more closely analogous to spoken than to written language, signs being in a sense visible forms of articulation and facial expressions visible prosodies. But as writing systems evolve, and as they are mastered and put into practice by the growing child, they take on a life of their own, reaching directly into the wording of the language rather than accessing the wording via the sound; and this effect is reinforced by the functional complementarity between speech and writing. Writing evolved in its own distinct functional contexts of book keeping and administration as ‘civilisations’ first evolved – it never was just ‘speech written down’; and (at least until very recent advances in technology) the two have continued to occupy complementary domains.
… it is important to clarify from the start that grammar and vocabulary are not two separate components of a language — they are just the two ends of a single continuum (see Halliday, 1961; Hasan, 1987; Matthiessen, 1991b; Tucker, 1998, 2007).
… writing is not the representation of speech sound. While every writing system is related to the sound system of its language in systematic and nonrandom ways (exactly how the two are related varies from one language to another), the relationship is not a direct one. There is another level of organisation in language to which both the sound system and the writing system are related, namely the level of wording, or ‘lexicogrammar’. … The sound system and the writing system are the two modes of expression by which the lexicogrammar of a language is represented, or realised (to use the technical term).
… the making and understanding of meaning …
… the model of grammar …
… (1) focus on the text as an object in its own right; (2) focus on the text as an instrument for finding out about something else. Focusing on text as an object, a grammarian will be asking questions such as: Why does the text mean what it does (to me, or to anyone else)? Why is it valued as it is? Focusing on the text as instrument, the grammarian will be asking what the text reveals about the system of the language in which it is spoken or written. … But the text has a different status in each case: either viewed as artefact, or else viewed as specimen. … specimen here might mean specimen of a particular functional variety, or register …
When people speak or write, they produce text; and text is what listeners and readers engage with and interpret. The term ‘text’ refers to any instance of language, in any medium, that makes sense to someone who knows the language; we can characterise text as language functioning in context (cf. Halliday & Hasan, 1976: Ch. 1; Halliday, 2010). Language is, in the first instance, a resource for making meaning; so text is a process of making meaning in context.
There is no point asking whether the ideation base of our technologised natural languages necessarily had to evolve the way it did. But it is extreme pertinent to ask, given the enormous demands now being made on both the material and semiotic resources of the human species, what the options are for the way it may evolve in future.
… the ontogenetic perspective shows that in fact our experience is being ongoingly reconstrued and recategorised as we grow from infancy to maturity. This is the outcome of processes taking place in human history — evolutionary events that are at once both material and semiotic, and that cannot be reduced to either purely physical processes driven by technology or purely discursive processes driven by ideology.
… it is a steady progression, marked by three periods of more rapid development at the transitions: from protolanguage to language (generalisation, associated with bipedal motion), from commonsense (spoken) language to written language (abstractness: the move into primary school), and from non-specialised written language to technical language (metaphor: the move into secondary school).
The developmental dynamic of “generalisation — abstractness — metaphor” provides the semiotic energy for the grammar, enabling it to serve as the powerhouse for construing experience in the form of scientific knowledge.
Semiotically, the critical factor is that of metaphor; the semiotic bonds that had enabled the child to learn the mother tongue in the first place, bonds between figures and their elements on the one hand and clauses and their transitivity functions on the other, are systematically … untied. The categories of experience are deconstrued, to be recategorised … in the “objectifying” framework of grammatical metaphor.
General terms are not necessarily abstract; a bird is no more abstract than a pigeon. But some words have referents that are purely abstract — words like cost and clue and habit and tend and strange; they are construing some aspect of our experience, but there is no concrete thing or process with which they can be identified. … experience is being reconstrued in order to build up a form of knowledge that is systematically organised and explicit.
… there are two further developments [besides generalisation] to come before the ideation base can take the form it has to take if it is to produce discourse … and there is some elapse of time before children take these further steps … abstractness [and] (grammatical) metaphor.
This principle of generalisation — that is, naming general classes rather than specific individuals — is what makes it possible to construct an ideation base. When they have reached this stage, children can make the transition from protolanguage to mother tongue, building up figures and sequences of figures, and simultaneously structuring these as moves in dialogic exchanges (… the interaction base) and as messages or quanta of information (the text base). In other words, they “learn how to mean” according to the metafunctional principle of adult semiosis.
A prerequisite for the semiotic construal of experience is generalisation: the move from “proper” to “common” as the basic principle of referring. … this opens the way (i) to constructing hierarchies of classes … and (ii) to naming other kinds of element, process and qualities, which can be construed only in “common” terms. Since these other elements have distinct and complementary functions it becomes possible to combine them into organic structures, as complex elements or as figures.
When we talk of “construing experience” as the metafunctional realm of the ideation base, we are referring to the shared experience of the group, the culture and the species; it is by means of dialogue that children gain access to this shared experience and are enabled to construe their own experience with reference to it. And the dialogic nature of discourse serves the child also as a metaphor, as the semiotic manifestation of the social conditions of human existence.
Semiotic systems are social systems, and meaning arises in shared social consciousness; this is evident already in the protolanguage, when infants depend on being treated as communicating beings, and those within their “meaning group” are tracking them — unconsciously creating the language along with them. We find this manifested also in the forms of discourse, in the way children participate in constructing narratives of shared experience.
Children make the transition from protolanguage to language typically in the second half of the second year of life. […]; we may assume that in general terms they are recapitulating the phylogenetic evolution of language, although of course we can only speculate about the way that evolution took place (it is important to say explicitly that all human languages known today are equally far removed from that phase in our semiotic history). During that stage they learn to construe elements and figures, and in this way "semanticise" both the construction of experience and the enactment of interpersonal relations. In terms of the grammar, they learn to form groups and clauses, and to select systemic options simultaneously in transitivity and in mood.
Notorious view propounded by Ernst Hæckel in about 1860 (a more explicit formulation of his mentor Muller's view) that during an animal's development it passes through ancestral adult stages ('ontogenesis is a brief and rapid recapitulation of phylogenesis'). Much of the evidence for this derived from the work of embryologist Karl von Bær. It is now accepted that embryos often pass through stages resembling related embryonic, rather than adult, forms.
… you need a semiotic of a different kind, one that allows for a purely abstract level of representation “in between” the two faces of the sign. To put this another way, the sign has to be deconstructed so that, instead of content interfacing directly with expression, the relationship is mediated by a systematic organisation of form (a lexicogrammar). In other words, the semiotic has to become stratified.
… because the protolanguage sets limits on both dimensions of meaning. You can converse in it, but you cannot build up a dialogue: that is, it allows exchange of meaning, but it precludes any form of interpersonal dynamic, in which meanings expand on the basis of what went before. You can point with it, but you cannot refer: that is, it allows focus on an object, but it precludes any form of ideational systematic, in which phenomena are construed as configurations and in taxonomies.
The elements of protolanguage are “signs” (that is, content/expression pairs); they are thus formally identical with the semiotic resources of higher mammals (primates and cetaceans) — but with one important difference: the signs of other species become codified as the form of communication among adults, whereas those of children are transitional to a system of a different kind, and hence do not stabilise into a settled pattern but are constantly shifting on both semiotic planes.
But the immediate significance of the protolanguage is that by acting semiotically in these particular contexts children construe the fundamental distinction between "self" and "other", and the further distinction of "other" into persons and objects (cf. the discussion and figure in Halliday, 1978b). The consciousness of the self arises at the intersection of the various semiotic roles defined by each of these systems* — as well as, of course, from awareness of being one interactant in the general dialogic process (Halliday, 1991).
There is a sense in which these rôles anticipate the functions in the transitivity structure of the clause: proto-Beneficiary (instrumental), proto-Agent (regulatory), proto-Carrier (interactional), and proto-Senser (personal).
These already foreshadow the semantic motifs of the adult language, the experiential and interpersonal metafunctions, although they are not in any direct correspondence with them; thus the "personal" signs expressing curiosity, or pleasure/ displeasure, constitute the beginning of the semiotic exploration of experience and open the way to naming and classifying phenomena, while the interactional signs are the ones whereby a child enacts social relationships with caregivers and others who are close (Halliday, 1975; 1984b). Here we see the earliest context for the later emergence of types of process within the grammar (Halliday, 1991).
Children gradually build up an inventory of such proto-signs, and towards the end of the first year the signs begin to form systems, sets of contrasting terms in particular proto-semantic domains or micro-functions: typically, the instrumental (e.g. 'I want/1 don't want'), regulatory (e.g. Do that!/ Do that!!'), interactional (e.g. I’m here/ where are you?'), and personal domains (e.g. 'I like that/ I'm curious about that').
Then, as they become aware of themselves and their environment, children feel a tension building up between two facets of their experience: between what they perceive as happening "out there" and what is happening "in here", within their own borders so to speak. We can watch babies of around 3-4 months struggling to reconcile these complex sensations: they can see a coloured object, reach out, and grasp it and pull it towards them. The inner and the outer forms of this experience have to be brought into line; in order to achieve this, children begin to act in a new, distinctively symbolic mode. A typical example of such an "act of meaning" is the high-pitched squeak a child of around 5 months may produce when some commotion takes place that has to be assimilated. Adults interpret these proto-signs as a demand for explanation: "Yes, that's a bus starting up. Isn't it noisy!" Thus meaning arises out of the impact between the material and the conscious as the two facets of a child's ongoing experience.
Newborn children can exchange attention with their mothers, addressing them and recognising that they are being addressed by them; the infant’s whole body is actively involved in the exchange. This is “pre-language” (“pre-meaning”, even “pre-text”): but it is not language — no distinction is yet being made between symbolic and non-symbolic acts.
The human individual is at once a biological “individual”, a social “individual”, and a socio–semiotic “individual”:
as a biological “individual”, s/he is an organism, born into a biological population as a member of the human species.
as a social “individual”, s/he is a person, born into a social group as a member of society. “Person” is a complex construct; it can be characterised as a constellation of social rôles or personæ entering into social networks …
as a socio–semiotic “individual”, s/he is a meaner, born into a meaning group as a member of a speech community. Meaner is also a complex construct. …
These different levels of individuality map onto one other: a meaner is a person, and a person is a biological organism. But the mappings are complex; and at each level an individual lives in different environments — in different networks of relations.
Edelman’s interpretation of higher–order consciousness … suggests that this form of consciousness (unlike primary consciousness) is constituted in language. Language is a socio–semiotic system, so it follows that higher–order consciousness is constituted socio–semiotically; and since socio–semiotic systems are collective, it follows that higher–order consciousness must also be collective. …
But it is the rôle of language in the construction of experience as meaning — as shared activity and collaboratively constructed resource — that gives substance to the concept of collective consciousness as an attribute of the human condition.
higher–order consciousness adds socially constructed selfhood to this picture of biological individuality … but it is highly individual (indeed it is personal).
Human collectives: intermediate between conscious beings and institutions… if singular pronominalise with it.
… the concept of experience is, or can be, a collective one: experience is something that is shared by the members of a species — construed as a “collective consciousness”, in Durkheim’s classic formulation.
… we want to emphasise the evolutionary perspective, since this allows us to start from what human beings have in common with other species rather than always insisting on our own uniqueness: when we talk of “construction of reality” it is almost impossible to avoid taking our own construction as the norm, whereas parakeets, pythons, and porpoises have very different experiences to construe — different both from each other’s and from those of people.
… what is being construed by the brain is not the environment as such, but the impact of that environment on the organism and the ongoing material and semiotic exchange between the two.
… the human brain has evolved in the construction of a functioning model of “reality”. We prefer to conceptualise “reality construction” in terms of construing experience. This is not so much because it avoids metaphysical issues about the ultimate nature of reality — we are prepared to acknowledge a broadly materialist position …
… it is the fact that language and the perceptual systems share a common “realisation” in neural networks and neural processes that enables language to function as a dynamic open system, one that persists in time by constantly being modified through ongoing exchanges with its environment.
At the same time, the neural networks can be thought of as “realising” the system of language, in the sense that it is in the brain that language materialises as a process of the bio-physical world. In this perspective, the relationship between language and the brain is itself a semiotic one, analogous to that between the content plane and the expression plane within language itself …
The neural events that constitute the various interface systems are themselves in the broadest sense semiotic: terms such as “communication”, “exchange of information”, that are used to characterise the activities of the brain are less abstract variants of the concept of “semiotic systems & processes”.
These are the physiological systems and processes of the production and reception of speech: motor systems of articulation … and receptor systems of auditory perception … When language comes to be written, analogous systems come into play for the production and reception of visual expressions.
These are the systems of human perception, tactile, auditory, visual, and so on. They are themselves semiotic, in that what the organism “sees” is what is construed by the brain into meaning; this then becomes the “input” to the semantic system and is transformed into higher–order meaning of the linguistic kind.
These systems enter into relation with language in two ways. On the one hand, they are metonymic to language: they are complementary, non-linguistic resources whereby higher–level systems may be realised … On the other hand, they relate metaphorically to language: they are constructed, stratally and metafunctionally, in the image of language itself, and hence can be modelled on language as prototype, being described “as if” they had their own grammar and semantics …
Many socio-semiotic systems are combinations of [those realised through language] and [those parasitic on language]; for example, religious ceremonials and most types of dramatic performance.
… in the sense that they depend on the fact that those who use them are articulate (‘linguate’) beings. These include the visual arts, music and dance; modes of dressing, cooking, organising living space and other forms of meaning–making behaviour; and also charts, maps, diagrams, figures and the like.
Such higher–level systems (theories, institutions, genres), since they are realised in language, are realised as subsystems within the semantics and the grammar. These subsystems are what we have referred to as registers …
… the “culture”, considered as a semiotic potential …
… the system of phonology realises that of lexicogrammar; the system of lexicogrammar realised in phonology realises that of semantics; the system of semantics realised in lexicogrammar realised in phonology — which we call “language” — realises the system of context (i.e. the “culture”, considered as a semiotic potential).
This category corresponds to Hjelmslev’s (1943) concept of a “connotative semiotic”: a higher–level system that has language as its plane of expression. These include theories: every theoretical construction, scientific, philosophical, æsthetic, and so on, is a higher–level semiotic realised in language. … From a semantic point of view, such systems constitute contexts for language; they can thus be modelled as part of a general linguistic theory, being interpreted as a stratum of language itself.
But in modelling the semantic system we face a choice: namely, how far “above” the grammar we should try to push it. Since the decision has to be made with reference to the grammar, this is equivalent to asking how abstract the theoretical constructs are going to be. We have chosen to locate ourselves at a low point on the scale of abstraction, keeping the semantics and the grammar always within hailing distance. There were various reasons for this. First, we wanted to show the grammar at work in construing experience; since we are proposing this as an alternative to cognitive theories, with an “ideation base” rather than a “knowledge base”, we need to posit categories such that their construal in the lexicogrammar is explicit. Secondly, we wanted to present the grammar as “natural”, not arbitrary; this is an essential aspect of the evolution of language from a primary semiotic such as that of human infants. Thirdly, we wanted to explain the vast expansion of the meaning potential that takes place through grammatical metaphor; this depends on the initial congruence between grammatical and semantic categories.
But in any case, it is not really possible to produce a more abstract model of semantics until the less abstract model has been developed first. One has to be able to renew connection with the grammar.
This deconstrual of the content plane into two strata … is a unique feature of the post-infancy semiotic, corresponding to Edelman’s (1992) “higher–order consciousness” as the distinguishing characteristic of Homo sapiens.
… semantics, as a field of study, is located within linguistics. … it is not being used in the traditional sense that it has had in linguistics, of the study of the meanings of words. It is used in the sense it has always had in systemic theory, namely the total meaning–making system of a natural language. Semantics thus relates to the lexicogrammar as a whole. We can talk of “lexical semantics” if we want to foreground the meanings of words (lexical items functioning in open sets), and of “grammatical semantics” if we want to foreground the meanings in closed grammatical systems; but just as the lexicogrammar itself is a continuum, so — even more so, in fact — is there continuity between these two aspects of semantics …
The central meaning–making resource of language — its “content plane” — is stratified into two systems: that of lexicogrammar, and that of semantics. The semantic system is the ‘outer layer’, the interface where experience is transformed into meaning. The ‘inner layer’ is the grammar, which masterminds [!] the way this transformation takes place.
… our interpretation of meaning is immanent, so that meaning is inside language, not some separate, higher domain of human experience.
… the concept of ‘mind’ should be brought into close relation with other phenomena — biological, social, or semiotic. … But once this has been done, the mind itself tends to disappear; it is no longer necessary as a construct sui generis. Instead of experience being construed by the mind, in the form of knowledge, we can say that experience is construed by the grammar; to ‘know’ something is to have transformed some portion of experience into meaning. To adopt this perspective is to theorise “cognitive processes” in terms of semiotic, social and biological systems; and thus to see them as a natural concomitant of the processes of evolution.
It takes off from the ideational metafunction, but ignores the interpersonal — although our folk perception of consciousness derives from both. Our sense of ourselves as conscious beings … owes as much to the nature of meaning as social action as it does to the nature of meaning as individual reflection.
The scientific model takes off from the grammar of mental processes (seeing, feeling, thinking) but ignores verbal processes (saying) — although the two are both processes of consciousness, are closely related grammatically, and share the critical feature of being able to create meaning by projection. … Our sense of ourselves as conscious beings comes as much from the fact that we talk as from the fact that we think and feel …
… ‘mind’ is a construct of the ideation base, owing much to the commonsense picture of the world that is embodied in the everyday grammar; but problematic because it draws on this account onesidedly [ignoring verbal processes on the one hand and the interpersonal metafunction on the other].
It is not autonomous; it is itself part of a more complex semiotic construct — which … can be modelled in stratal terms such that language as a whole is related by realisation to a higher level of context (context of situation and of culture). This contextualisation of language … was the critical factor which made it possible to relate language to other systems–&–processes, both other semiotic systems and systems of other kinds.
… language has evolved as part of our own evolution. It is not arbitrary; on the contrary, it is the semiotic refraction of our own existence in the physical, biological, social and semiotic modes.
… the way that language itself is organised, as a stratified, metafunctional system, recapitulates — acts out, so to speak — both the make–up of this environment in natural (physical–biological), social and semiotic systems–&–processes (our metafunctions) and the internal contradictions, complementarities and fractal patterning by which all such systems–&–processes are characterised (our stratification).
… language models the space–time environment, including itself, in a “rich” theoretical mode: that is, both construing it (our ideation base) and enacting it (our interaction base).
… the processes of language take place in physiological (including neural) and physical space and time.
Language is able to create meaning because it is related to our material being (ourselves, and our environment) in three distinct and complementary ways. … it is a part of the material world … it is a theory about the material world … it is a metaphor for the material world …
Language is not a second–order code through which meanings created in some higher–order realm of existence are mysteriously made manifest and brought to light. To borrow the conceit that Firth was fond of caricaturing, there are no “naked ideas” lurking in the background waiting to be clothed. It is language that creates meaning, in the sense that meaning has for us as human beings (which is the only sense of it that we can know).
Language is the dress of thought,
Words are but the signs of ideas.
The folk model — developed unconsciously and collectively out of shared experience over hundreds of generations — construes and enacts the complexity of being a person by bringing to it a multiplicity of perspectives. It extends the ‘mind’ by refracting it through language, the resource that makes the “cognitive operations” possible and by the same token ensures that they are not subjective but intersubjective.
… cognitive science should not only be ‘cognitive’, it should also be semiotic, because it is the notion of meaning that enables us to see the connection between sensing and saying, and between theory and enactment of consciousness.
The potential for projecting is shared by sensing and saying; and when they are construed together, they reveal a very powerful principle that is embodied in the folk model: that through projection, we construe the experience of ‘meaning’ — as a layered, or stratified phenomenon, with ‘meanings’ projected by sensing and ‘wordings’ projected by saying. … Interpersonally, projection is a mode of enactment — in moves in dialogue, interactants enact propositions and proposals. Interpersonal metaphors of mood and modality bring out the relationship between the two: here interactants simultaneously both enact propositions and proposals interpersonally and construe this enacting in such a way that the ideational construal comes to stand as a metaphor for aspects of the interpersonal enactment.
Both these perspectives — that of the construal of processes other than the mental (saying and symbolising), and that of meaning as enacting as well as meaning as construing — are absent from the cognitive science modelling of mind; and in our view they could with advantage be brought into the picture when we try to understand these complex and central areas of human experience. To do so would both enrich the cognitive model and steer it away from obsessions with information, with knowledge as a separate ‘thing’ divorced from meaning, and with mind as the exclusive property of an individual organism bounded by skin.
If we move outside the ideational metafunction to the interpersonal, the resource through which we interact with other people, we find that here we are acting out our conscious selves — “modelling” consciousness not by construing it but by enacting it. Since this type of meaning is non–referential it is not taken account of in scientific theories at all.
The ideational resources of language are primarily a theory of experience, so they are reflected fairly directly in consciously designed theories such as those of cognitive science. If we stay within the ideational metafunction, where mental processes are construed, we also find other processes that are complementary to these: those of saying (verbal processes) and symbolising (a type of relational process).
At the same time the ‘scientific’ models of the mind fail to extend consciousness in the way it is extended by the grammar of English. There are, in fact, two complementary perspectives embodied in the semantic and grammatical systems of English; and together they point towards an alternative interpretation both of ‘information’ as constructed in cognitive science and of the individualised ‘mind’ that is its object of study. … [These are] the construal of processes other than the mental (saying and symbolising), and that of meaning as enacting as well as meaning as construing.
In a way … material reinterpretation [psychology] and ‘unconsciousness’ [psychoanalysis] are opposites: the first reconstrues sensing in terms that are more readily observable by scientific method (ie method other than introspection), while the other introduces a factor that is even less readily observable than conscious sensing: unconscious motivation. But they share the characteristic that they construct the ‘mind’ as remote from our everyday experience with sensing.
These two models move away from the folk model in two directions. (i) They reinterpret figures of sensing as figures of doing or being–&–having; that is, they interpret mental phenomena in material terms. … (ii) They emphasise motivation as an important unconscious psychological factor; thus they introduce unconsciousness in the workings of the human mind. In the systems of process types in the grammar, there is no ‘unconscious’ type of sensing distinct from the conscious ones that can project ideas.
… the metaphorical reconstrual of mental processes effaces the Sensers involved in these processes — the conscious beings, prototypically human, who are thinking, knowing, believing, remembering and so on. This effacement of the Sensers is of course not accidental: in fact, one central feature of the way in which cognitivists reconstrue mental processes in metaphorical terms is that the grammatical metaphor makes it possible to distance the account from our everyday experience. …Given this orientation, it would thus seem that the unified senser existing as a person who “senses” is an illusion construed by the grammar as part of a folk theory of our own sense of conscious processing.
The mainstream cognitive science model is thus basically derived from a variety of the commonsense model. It creates a metaphorical distance from experience as construed in our congruent grammar, so that the conscious processing that we experience can be reconstrued as a ‘subconscious’ domain that we do not have access to — an abstract space where figures of doing & happening and being & having are the ones that operate, rather than figures of sensing. This would seem to be at one remove (at least) from the folk model, which might reasonably be seen as one of experientialist cognition in Lakoff’s (1988) sense — one that is in direct contact with the everyday, embodied experience of Sensers.
Alongside this cognitivist approach, there is a material one embodied in formal approaches to semantics, where the ‘aboutness’ of linguistic expressions is taken as central and these expressions are interpreted in terms of models of possible worlds. However, in this respect there is a formal-cognitive alliance: meaning is interpreted not as something in its own right but as something outside language, either a mental construct (concepts, ideas etc) or a material one (referents in the real world or a formal model of a possible world).
The ‘scientific model’ in mainstream cognitive science is centrally concerned with information located in the individual’s mind. The information is organised in some way as a conceptual system.
… sensing is ‘extracted’ from figures of sensing as a domain, and reified to become one of a variety of participants that take on rôles in figures of being & having and doing & happening, taking place in the mind construed as a container.
Since Sensers are effaced, and projections are lost as a feature of the Senser/sensing complementarity, the gateway to the interpersonal realm — where Sensers are enacted as interactants in dialogic exchange — is closed, and the interpersonal element in the ideational/interpersonal complementarity is lost.
Since figures of sensing are reified as participants, the path is opened up to the taxonomic interpretation of sensing, in the form of a scientific taxonomy: memory — long term/short term memory, sensory memory, semantic memory; recall — free recall; learning — associative learning / cognitive learning / classical conditioning; … .
Since figures of sensing are reified as participants, they can themselves be construed in participant rôles. Here another feature of the folk model is taken over: its spatial metaphor is retained and further elaborated. Thus the mind is construed as a space where the metaphorical participants of sensing are involved in processes of doing-&-happening and of being-&-having: thoughts, concepts, memories, images are stored located, retrieved, activated and so on.
Since figures of sensing are reified as participants, the processes of sensing are likewise turned into things, and the participants in sensing, the Sensers, are typically effaced. The Senser/sensing complementarity of the folk model is thus lost, as is the feature of Sensers projecting ideas into existence.
Since it is not taken over as theory, the fundamental insights of the folk theory are ignored: figures of “Sensers sensing (that …)” are re-construed through grammatical metaphor as participants. In particular, the domain of sensing is reified as the “mind”, so that instead of somebody perceiving things happening, or somebody thinking that the moon was a balloon, the model of cognitive science has perception, vision, cognition, learning, memory …
The congruent ideational system separates out consciousness from the rest of our experience and construes it as a domain of sensing, embodying a Medium + Process complementarity where conscious beings (Medium) perceive, think, want, feel (Process). Sensing is thus ‘mediated’ through the Senser; and this process may project ideas into semiotic existence. This domain of Sensers sensing (that …), which is construed in congruent system, is taken over in cognitive science. However, it is not taken over as being itself a theory of conscious processing; instead, it is treated as a phenomenon — that is, sensing is turned into the object of study.
… while the domain of scientific theorising about cognition is determined by the grammar of processes of sensing, the model is depersonalised, and sensing is construed metaphorically in terms of abstract “things” such as knowledge, memory, concepts. This suggests that mainstream cognitive science is basically an elaborated variety of a folk model, rather than a different scientific alternative …
… the object of study of cognitive [science] is constructed by ideational metaphor, as reified sensing (perceiving, thinking) or as the names of sensing (the mind, mental phenomena).
The spatial metaphor of the commonsense model is taken over by cognitive science. It serves as the sources of processes in their model of the mind — processes of storing, searching, retrieving etc within figures of doing & happening and processes of being located at/in within figures of being & having. That is, processes of sensing are reified, and processes of doing & happening and of being & having take their place. The spatial metaphor also opens up the way for modelling the mind along computational lines: human memory can be modelled on computer memory.
The possibility of leaving participants implicit means in practice that Sensers are effaced in the scientific model and, as a result, the consciousness we experience in the living of a life is also construed out of the picture, being replaced with unconscious processes not accessible to our experience.
What is the nature of the move from our everyday construal of the experience of consciousness — our folk theory of Sensers sensing phenomena or projecting ideas — to the way cognitive scientists construe that experience? We can see the essential nature of this move when the folk theory is reconstrued as if it was a scientific one. …
The scientific model is metaphorical; and it stands as a metaphor for the congruent folk model.
The grammar thus construes sensing as a bounded domain within our total experience of change. This picture is further enriched through lexis, prominently through lexical metaphors. Metaphors relating to space, with the mind as a container, a finite space or a physical entity reinforce the grammar’s construal of a bounded domain of sensing. …
This mind-space may enter into material processes of storing, searching, crossing, escaping etc, either as participant or as circumstance, and also into relational processes of “being + Location”. It is interesting to note that in these various lexical metaphors the Sensers are still very much present; they are not effaced. In fact, a number of these lexical metaphors constructed on the model of material clauses retain the option of projecting … [eg] he kept in mind that the moon was a balloon …
The everyday grammar’s contribution to the construal of sensing is thus both rich and varied. Some features of it are particularly significant to the uncommonsense model of mainstream cognitive science. The grammar separates out consciousness from the rest of our experience in the form of mental processes, capable of projecting ideas; but in addition, consciousness can be ‘externalised’ in the form of verbal processes, capable of projecting locutions.
The grammar of everyday discourse thus clearly points to the significance of interpersonal meaning in the way we construct ourselves — the self is not only construed but it is also enacted. Cognitive scientists, however, have derived their object of study, and their model of this object from the ideational perspective alone, failing to take the interpersonal perspective — that of enacting — into account.
In the ideational mode we construe ourselves as conscious Sensers, while in the interpersonal mode we enact ourselves as speakers interacting with addressees; the metaphor [of modality] brings the two together in such a way that the ideational construal stands for the interpersonal enactment.
A projection mental clause such as I (don’t) think, since ideationally it realises a figure of sensing, construes the speaker as ‘Senser at the time of speaking’ (it occurs metaphorically only in the present tense); at the same time, it enacts the speaker’s own ‘intrusion’ into the dialogue — his or her judgement about how much validity can be attached to the proposition contained in the projected clause. Interpersonal metaphor is thus the hinge between the ideational and the interpersonal modes of constructing the self.
Painter (1993) documents how one child first learned to construe mental projection: he began with figures in which he himself was the Senser. The system made it possible for him then to generalise his own experience of consciousness by construing other persons in the Senser rôle, as he built up a model in which this role could be occupied by any conscious (prototypically human) being.
… the idea clause is projected, as the “content of consciousness”, by the Senser involved in the process of sensing. The content is brought into existence by the sensing process, as actualised through the Senser; and it is construed as being of a higher order of semiotic abstraction than the process of sensing itself (ie it is always at one further remove from the instantial context).
… ‘fact’ clauses [are] those where the idea clause is a projection but it is not the accompanying mental clause that is doing the projecting; such ready–made projections do function as constituents.
In our analysis (unlike that of the mainstream grammatical tradition), the projected clause is not a constituent part of the mental or verbal clause by which it is projected. There are numerous reasons for this; some of them are grammatical — for example, it cannot be the focus of theme–predication … it cannot be the Subject of a passive mental clause … it is presumed by the substitute so, which is also used to presume conditional clauses in clause complexes … But these, in turn, reflect the semantic nature of projection: this is a relationship between two figures, not a device whereby one becomes a participant inside another.
[A] figure of sensing is a configuration of a Process and the participant engaged in sensing, the Senser; that is, consciousness is construed as a complementarity of change through time and persistence through time — as a conscious participant involved in an unfolding process.
We have shown how the system of the ideation base construes consciousness: as conscious processing by a conscious being. Conscious processing can create a higher–order world of ideas (or, as we would say, meanings), comparable in certain respects to Popper’s World 3; this defines the essential distinction between projection and expansion as ways of relating one figure to another. Conscious processes themselves appear as the central figures in the construal of experience, and they are pivotal in differentiating among various types of participant. … Conscious processes are of two kinds: sensing, and saying.
When they are reconstrued as things, processes lose their location in time and often also their participants …
The most central aspect of the various changes that took place was the reification of experience — the grammatical metaphor whereby processes were construed as things.
This change in the grammar entailed a change in world view, towards a static, reified world — so much so that Bohm (1979) complains that language makes it hard to represent the kind of flux that modern physics likes to deal with. Bohm’s dissatisfaction is directed at language in general; but his real target is — or should be — the language of science. The everyday language of casual speech is, by and large, a language of flux, construing experience in much the way that Bohm seems to demand.
… we can interpret folk models and scientific ones as co-existing varieties of the same basic system within the ideation base. In the first instance, we will, of course, be aware of them as differing in particular domains — eg as operating with different lexical semantic organisations; but they also tend to construe experience differently in general terms — scientific models tend to rely on grammatical metaphor and thus embody a metaphorical construal of experience …
… folk models are part of the unconscious background of thinking in everyday situation types; they have evolved without any conscious design and are not associated with academic contexts. Folk models can also be more conscious, of course — these are the models that people talk about, that they believe they believe. Scientific models are consciously designed in more restricted situation types, usually with academic institutions, to serve as resources in reasoning about the world.
There will always be some complementarity of function between the more designed varieties and those that are naturally evolving. They may be allocated to different spheres of activity: for example, the language of bird–watchers vs the language of ornithologists. But in other cases the two are closely integrated as submotifs within a single sphere: for example, the use of both natural language and mathematical expressions side by side in the learning and practice of mathematics. This kind of interpenetration still entails a semiotic complementarity, but of a very sensitive kind, requiring a delicate interpretation of the context in order to bring it out.
As designed semiotic systems emerge, both the registers of the everyday language and the original specialist registers continue to exist and develop; folk models of the world will co-exist along the scientific ones. A certain degree of intertranslatability is likely to be maintained — linguistic renderings of logical or mathematical formulas, for instance; and this constitutes one of the contexts in which ordinary language is brought into explicit contact with more scientific varieties.
However, although they tend to be overlooked when one comes to build a ‘scientific’ model of language and the mind, these other metafunctions are no less important than the ideational.
In addition to the different degrees of awareness of different grammatical units, such as words and clauses, people are also not equally aware of the different kinds of functions in which the resources of language are organised. In particular, in constructing and reasoning about more conscious models, people are readily aware of those linguistic resources whose function it is to interpret and represent experience, those of the ideational metafunction; but they are less aware of those of the other two metafunctions, the interpersonal and the textual — no doubt because these do not embody representations of experience but reflect our engagement with the world in different ways.
It is the analysis of some of these more covert features embodied in the everyday grammar, in particular the theory of mental processes, that throws light on the domain of cognitive science.
Whorf (1956) distinguished between overt and covert categories and pointed out that covert categories were often also “cryptotypes” — categories whose meanings were complex and difficult to access. Many aspects of clause grammar, and of the grammar of clause complexes, are essentially cryptotypic.
… the study of words varying in form according to their case, number, aspect, person etc. Word-based systems such as these do provide a way in to studying grammatical semantics: but the meanings they construe are always more complex than the categories that appear as formal variants, and grammarians have had to become aware of covert patterns.
This is construed as an isolate, a ‘thing’ that can be counted and put into alphabetical order. … The taxonomic organisation of vocabulary is less exposed …
Certain aspects of language are closer to conscious awareness than others; these are the more exposed parts of language, which are also the parts that tend to get studied first. In Western thinking about language, the most exposed aspect of language has been the “word”: to talk is to “put things into words”.
Whatever the scope and sophistication of a model, however, we are likely to be more aware of a model as a cultural construct than as a linguistic construct, since language is typically further from our conscious attention.
There is thus a range of variation from our everyday folk models to scientific models, with expert models somewhere coming in between (Linde, 1987). Such models vary considerably in the degree to which we are consciously aware of them as models. We are more aware of models that ‘stand out’ as belonging to a particular subculture than those that are part of our everyday repertoire; and we are more aware of scientific models than of folk models.
The everyday folk models are more likely to be embraced unconsciously by everybody in a culture, because they are everyday models, instantiated in casual conversation, and because they are construed as congruent in the cryptogrammar. The general model of the phenomena of our experience, including those of our own consciousness — seeing, thinking, wanting, and feeling — is of this highly generalised kind.
In contrast, scientific models are much more contextually constrained: they are developed, maintained, changed and transmitted within those situation types that we associate with scientific language. … these situation types are quite restrained relative to the context of culture as a whole … In this respect, scientific models are clearly sub-cultural models: contextually they are located somewhere between the potential and the instance.
… an inherent property of instantiation is variation; and scientific models (like other subcultural models) vary one in relation to another. Sometimes they are complementary, sometimes they conflict.
‘Text’ or ‘discourse’ here has to be understood not just at the lowest level of abstraction in language as a realisation in speech and writing, but primarily as configurations of linguistic [i.e. semantic] and higher–level cultural [i.e. contextual] meanings.
At both these strata [context and semantics], models are also located along the cline of instantiation, running between the potential — the overall resources for making meaning, within the context of culture, and the instance — instantial ‘texts’ constituted of meanings that have been selected from this potential, within particular contexts of situation. The potential end of the cline of instantiation embodies all the contextual–semantic models that a culture embraces.
Any given model of experience exists at different orders of abstraction. It is a configuration of higher–level meanings within the context of culture; at the same time, it is also construed semantically, in the ideation base. The relationship between these two orders of abstraction, contextual and semantic, is a stratal one; hence a model is a cultural construct that is construed in language (together with other language–dependent semiotic systems such as expository drawings and diagrams.)
Cognitive science operates with a scientific model of the individual mind; but, we shall suggest, it is one that is based fairly uncritically on certain aspects of the folk model, in particular in its selection of, and perspective on, its own domain of enquiry.
we shall suggest that the domain of cognitive science is construed ideationally within the folk model; but that this model is extended metaphorically in cognitive science itself, and this extension in fact invites the interpretation of knowledge as meaning.
… we are offering the ideation base as a conceptual alternative [to] the mind, knowledge, cognition … the concerns of cognitive science.
The ideation base, by dint of being polysystemic, accommodates variation along this cline, not only from folk to scientific but also across alternatives: it embodies both congruent and metaphorical construals of experience, and it provides elasticity within the overall construction space.
As a resource for making sense of experience, the ideation base enables us to construe a range of different theories, commonsense as well as scientific. There is a cline between folk, or commonsense, theories and scientific, or uncommonsense, ones; and at any point along the cline alternative theories may be in competition.
To say that the ideational system is polysystemic means that it can support these different theoretical angles on experience: semantic variation of all kinds is the manifestation of the different theoretical interpretations that language places on experience.
From an educational point of view, the most fundamental complementarity is the move from the registers of everyday life to the registers of education: this is a move from folk or commonsense models to “uncommonsense” models of systematic and technical knowledge.
Now, just as the overall ideation base is a theory of our total experience of the world around us and inside us — the theory that is shared by the culture as a whole, so also the different registerial variants constitute different ‘subtheories’ of our experience. These ‘subtheories’ may complement one another by simply being concerned with different domains of experience … This complementarity is purely additive, although for society as a whole it constitutes the semiotic aspect of the division of labour, whereby different people construe different facets of the overall cultural experience. But such subtheories may also be concerned with more or less the same domain, bringing alternative perspectives on the construal of experience that is shared.
The overall ideation base thus comprises many different registerial variants — register-specific systems that we called domain models.
In addition, the ideation base is polysystemic in another sense: registerial variation. We have seen that such variation can be construed in terms of the probabilistic nature of the linguistic system, as variation in the probabilities associated with terms in systems. Seen in this light, a register is a particular probabilistic setting of the system; and the move from one register to another is a re-setting of these probabilities. What is globally the ‘same’ ideational semantic system can thus appear as a collection of different systems, as one [i.e. our viewpoint not the speaker] moves along the cline of instantiation from potential to instance… . As we noted above, the effect is quantitative; but it is also qualitative, in the sense that it provides different perspectives on experience within the same system.
Such complementarities [metafunctional, fractal, systemic and metaphorical] constitute one form of indeterminacy of the system — one that allows it to be "polysystemic" in the particular sense of embodying more than one way of construing experience.
… beyond its congruent mode, there is a metaphorical complementarity: the ideational model offers a complementarity between the congruent mode itself and the metaphorical mode, making it possible to take some phenomenon as already construed and then reconstrue it as if it was a phenomenon of a different kind.
… still in the congruent mode, there are systemic complementarities: the ideational potential offers systemic complementarities such as the ergative and transitive models of participation in processes, and the mass and count (singular/plural) models of quantity …
… within this congruent mode, there is a fractal complementarity: the highly generalised semantic types of projection & expansion are manifested in complementary domains — those of sequences, figures, and participants; so that, for example, some phenomenon of experience construed as having temporal expansion might appear either as a sequence or a configuration …